Our Qualifications

I have been working with individuals and businesses in the area for many years.

While I currently have only the registrations and licenses necessary to operate this hybrid of a brokerage and fee based business,in the past I have held the series 3, 9, 10, 24, and 66. I have also been both an Option and a Commodities Principal I once acted as an abitrator for the then NASD and spent two years supervising a discount trading desk. I also was a branch office manager for three of the largest Wall Strret firms and for a smaller Independent one for over twenty years.I also nold a New Jersey insurance license.

Mensa member #100245893.